A structured, indicative check across three modules: Ethics & Governance, Consumer Vulnerability, and Financial Promotions. UK FCA scope for now, EU and UAE modules coming.
Financial promotions rules, Consumer Duty, and conduct expectations don't announce themselves on your website, but a regulator, a complaint, or a due-diligence review will find the gaps eventually. Fixing unclear language, missing disclosures, or a buried risk warning is cheap before that happens, and expensive after.
This review is designed to do most of that first pass for you, in plain language, so your legal team's time goes toward the genuinely hard calls rather than re-reading every page from scratch.
Regulatory status, conflicts of interest, data ethics, and staff conduct expectations.
Whether the site identifies and supports potentially vulnerable customers, per FCA Consumer Duty.
Marketing content checked against the fair-clear-not-misleading rule and required disclosures.
Run one module or all three. Findings never say "compliant", only "evidence of alignment", "potential gap", "insufficient evidence" or "not applicable".
Scandic Management is not a law firm. This is not legal advice, see the full disclaimer on your report.
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