Conduct & Communications Review

Which modules do you want to run?

You can run one module or all three. Each is scored independently, UK FCA scope only for now.

Step 1 of 2 · Scope

Tell us about your business

These answers decide which checks actually apply to you, so a firm that doesn't issue promotions isn't asked promotions questions it can't meaningfully answer.

Step 2 of 2 · Assessment

Answer each applicable question

Only questions that apply to your scope are shown below. For each one, pick the status that reflects what's actually true today, how confident you are in that, and point to any evidence you have.

What each answer means

Evidence of alignment You can point to something that shows this is being done.

Potential concern This appears to be missing, or gets it wrong.

Evidence required Not enough known yet to judge either way, worth checking manually.

Not applicable This requirement doesn't apply to this business, even though it was asked.

Every answer is self-reported by you — Scandic Management has not independently verified any evidence you provide. Say where it comes from (a URL, an exact quote, or a named document) so the report can show which findings are supported and which are not.

What each answer means

Evidence of alignment You could point to something that shows this is being done.

Potential concern This appeared to be missing, or got it wrong.

Evidence required Not enough known yet to judge either way, worth checking manually.

Not applicable This requirement doesn't apply to this business.

Fixed some of the gaps above?

Re-run these same modules any time, free, and edit only the answers that changed, no need to pay again.

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